Money Matters with Ken Moraif

Careers at Money Matters

At Money Matters with Ken Moraif, we are driven by quality and committed to service. Our employees are professional, goal-oriented, and enthusiastic. If you share these qualities, we want to know more about you.

Open Positions:

Client Service Associate - Plano, TX

Location: Plano, TX

This Client Service Associate will be the point of contact for all client service related needs. Will provide service on all accounts, from opening new accounts to handling active client requests and questions. Will be relied on heavily for both professional and personal support in a fast-paced environment. This is a client service position. It requires a dedicated person, willing to work hard, and where quality is not compromised. Will also serve as backup for other office duties.

Responsibilities:

  • Maintain calendar and database for Financial Advisor
  • Analyzing reports to determine appropriate action to be taken on behalf of client accounts
  • Researching client issues
  • Prepare for appointments
  • Collect, organize, and synthesize personal and financial client information
  • Opening, closing, transferring, and maintaining accounts
  • Prepare and verify information for client forms, applications, and other documents
  • Update and maintain client database
  • General office duties, i.e. answer phone, USPS,UPS

Desired Skills and Experience

  • Finance or Financial Planning background preferred
  • Ability to interact successfully with high-income clients
  • Excellent interpersonal and organizational skills
  • Strong financial and analytical skills
  • Excellent computer skills, including in-depth internet knowledge and proficiency in MS Office
  • Ability to work independently to research and resolve client issues
  • Must have an understanding of appropriate paperwork and procedures necessary to process transactions
  • Confidentiality is a MUST
  • Comfortable working with executive level officers
  • Must be a problem solver and a goal-oriented team player who is willing to complete any job necessary within the firm

To apply, please send your resume to This email address is being protected from spambots. You need JavaScript enabled to view it.
or go to: https://www.linkedin.com/jobs/cap/view/254878743/

Compliance Service Associate

Location: Plano, TX

Job Description:

The Compliance Department provides advice and guidance to senior management regarding the applicability of rules and regulations, advice on policies, procedures and controls, compliance monitoring and assistance with supervisory reviews in order to ensure compliance with all federal and state securities laws and regulations. 

Brief Description of Role:

The general purpose of this position is to support the administration, development and execution of the firm's Compliance Program. This role as a Compliance Service Associate will focus on assisting the Chief Compliance Officer with the administration of the compliance program of a multi branch SEC Registered RIA through surveillance, monitoring, and review of advisor activity, client account activity, and marketing activity.

The candidate will have previous experience in a supporting role within a registered investment advisor. Ideally, the candidate will have experience in, or an understanding of, SEC Registered RIA rules, laws, and processes, and/or experience in risk management. 

The Compliance Service Associate will report to the Chief Compliance Officer.

Specific Responsibilities:

  • Manage the regulatory filings for the firm and IARs, including the Form ADV, State Registrations, and Notice Filings
  • Perform general compliance monitoring of trade activity, client agreements, client files, email reviews, employee activity, and other compliance related reporting
  • Assist with Compliance Branch Exams and Interviews
  • Gather and manage data for reporting purposes
  • Assist with Policy and Procedure creation and implementation
  • Assist with developing training materials and presentations
  • Maintain the Compliance Calendar and organize project

Technical/Functional Qualifications:

  • Basic understanding of Financial Services Industry and SEC regulations
  • Experience in performing risk assessments
  • Accurate and logical problem solving
  • Strong written and verbal communication skills
  • Good team player; able to work well with team members
  • Self-motivated. Ability to work independently, on multiple deadline-orientated tasks in a high energy environment, and prioritize based on regulatory/operating risk and business needs
  • Strong interpersonal skills; able to work with all levels of staff and Management
  •  Build and maintain good relationships with internal and external business partners
  • Good organizational and time management skills
  • Ability to work under pressure
  • 2-3+ years of experience in the financial services industry
  • Bachelor's degree preferred

To apply, please send your resume to This email address is being protected from spambots. You need JavaScript enabled to view it.
or go to: https://www.linkedin.com/jobs/cap/view/238505877/

Executive Assistant To CEO & COO

Location: Plano, TX

In this capacity, the Executive Assistant will represent the Chief Executive Officer and the Chief Operating Officer. Confidence, polished communication skills, strong technical skills, and professionalism are a must. This individual must be comfortable interacting with all levels of individuals from inside and outside the organization and maintain a calm demeanor when operating under the pressures of an executive office.

This role is intended for someone who is highly experienced in a C-level support role and can maintain the utmost level of discretion and confidentiality. The incumbent must be capable of taking the initiative on projects without the need for constant direction, including managing extremely busy calendars and travel schedules/arrangements and email. Technical skills (MS Outlook, Word, Excel, PowerPoint, Visio) must be at the advanced level, with the capability to learn multiple proprietary software and systems, as well.

As the primary point of contact, the Executive Assistant will serve as a liaison to our partners and senior management team on behalf of the CEO and COO. Output must be consistently outstanding.

Desired Skills and Experience

  • 5+ years of administrative support at the C-Level
  • Bachelor’s Degree and/or equivalent experience
  • Keen attention to detail
  • Organized and able to keep others organized with ability to prioritize effectively
  • Extremely strong follow-through skills
  • Ability to gain fundamental understanding of the business
  • Approachable and self-aware
  • Unquestionable integrity, discretion and judgment
  • Advanced technical skills (Microsoft Outlook, Word, Excel, Powerpoint, Visio, etc.)

To apply, please send your resume to This email address is being protected from spambots. You need JavaScript enabled to view it.
or go to: https://www.linkedin.com/jobs/cap/view/257481307/

Client Service Associate - The Woodlands, TX

Location: The Woodlands, TX

This Client Service Associate will be the point of contact for all client service related needs. Will provide service on all accounts, from opening new accounts to handling active client requests and questions. Will be relied on heavily for both professional and personal support in a fast-paced environment. This is a client service position. It requires a dedicated person, willing to work hard, and where quality is not compromised. Will also serve as backup for other office duties.

Responsibilities:

  • Maintain calendar and database for Financial Advisor
  • Analyzing reports to determine appropriate action to be taken on behalf of client accounts
  • Researching client issues
  • Prepare for appointments
  • Collect, organize, and synthesize personal and financial client information
  • Opening, closing, transferring, and maintaining accounts
  • Prepare and verify information for client forms, applications, and other documents
  • Update and maintain client database
  • General office duties, i.e. answer phone, USPS,UPS

Desired Skills and Experience

  • Finance or Financial Planning background preferred
  • Ability to interact successfully with high-income clients
  • Excellent interpersonal and organizational skills
  • Strong financial and analytical skills
  • Excellent computer skills, including in-depth internet knowledge and proficiency in MS Office
  • Ability to work independently to research and resolve client issues
  • Must have an understanding of appropriate paperwork and procedures necessary to process transactions
  • Confidentiality is a MUST
  • Comfortable working with executive level officers
  • Must be a problem solver and a goal-oriented team player who is willing to complete any job necessary within the firm

To apply, please send your resume to This email address is being protected from spambots. You need JavaScript enabled to view it.
or go to: https://www.linkedin.com/jobs/cap/view/252543489/

Client Service Associate - Woodland Hills, CA

Location: Woodland Hills, CA

This Client Service Associate will be the point of contact for all client service related needs. Will provide service on all accounts, from opening new accounts to handling active client requests and questions. Will be relied on heavily for both professional and personal support in a fast-paced environment. This is a client service position. It requires a dedicated person, willing to work hard, and where quality is not compromised. Will also serve as backup for other office duties.

Responsibilities:

  • Maintain calendar and database for Financial Advisor
  • Analyzing reports to determine appropriate action to be taken on behalf of client accounts
  • Researching client issues
  • Prepare for appointments
  • Collect, organize, and synthesize personal and financial client information
  • Opening, closing, transferring, and maintaining accounts
  • Prepare and verify information for client forms, applications, and other documents
  • Update and maintain client database
  • General office duties, i.e. answer phone, USPS,UPS

Desired Skills and Experience

  • Finance or Financial Planning background preferred
  • Ability to interact successfully with high-income clients
  • Excellent interpersonal and organizational skills
  • Strong financial and analytical skills
  • Excellent computer skills, including in-depth internet knowledge and proficiency in MS Office
  • Ability to work independently to research and resolve client issues
  • Must have an understanding of appropriate paperwork and procedures necessary to process transactions
  • Confidentiality is a MUST
  • Comfortable working with executive level officers
  • Must be a problem solver and a goal-oriented team player who is willing to complete any job necessary within the firm

To apply, please send your resume to This email address is being protected from spambots. You need JavaScript enabled to view it.
or go to: https://www.linkedin.com/jobs/cap/view/235344971


We're always on the lookout for exceptional talent.
Please use the form below to let us know all about you and your talents. 

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